“CONSTITUTING
AMERICA” SERIES ON CONGRESSIONAL HISTORY
Since
the Roman Senate, there
has always been a need for a smaller group of Members to focus on
details before
actions are considered by the
entire assembly.
This
is a better use of time, as Members are not equally interested or
versed in every topic under consideration.
Committees
to support the legislative process in
America’s colonies started
in the House of Burgesses in Williamsburg, Virginia in 1642.
The
drafting of America’s Declaration of Independence was the act of a
committee.
On
May 15, 1776, the Second Continental Congress unanimously passed a
resolution calling on all thirteen colonies to form governments
representing
colonial
interests
independent of the
British
Crown. Congress then
authorized the drafting of preamble explaining the reasons
for and purposes
of this action.
On
June 11, 1776, Congress appointed a “Committee
of Five” to draft this “declaration”. John Adams, Benjamin
Franklin, Thomas Jefferson, Robert Livingston, and Roger Sherman were
appointed.
The
work of the “Committee of Five” was presented to the Congress on
June 28 and, after spirited debate, was adopted on July 2, 1776. The
approved
Declaration of Independence was
signed on July 4, 1776.
After
the Revolutionary War, and the adoption of the U.S. Constitution,
newly
elected Senators and Representatives quickly formed committees to
support their legislative duties.
On
April 2, 1789, the first House committee was established to “prepare
and report” on rules and procedures.
On
April 7, 1789, the first Senate committee was formed to establish
rules of procedure. By 1816 the Senate had eleven standing
committees, many of which operate to this day.
The
formation of the House
committee
on Ways and Means, on July 24, 1789, marked Congress’
implementation of its most important relationship with the Executive
Branch.
“No
Money shall be drawn from the Treasury, but in Consequence of
Appropriations made by Law; and a regular Statement and Account of
the Receipts and Expenditures of all public Money shall be published
from time to time.”
-
U.S. Constitution; Article 1; Section 9
The
“Consequences of Appropriations” is how representative government
holds the Executive Branch in check. In the earliest days of the
United States, unelected functionaries, all owing their positions to
political patronage, had to be held accountable to Americans.
Only through elected Senators and Representatives in “oversight”
hearings could these public officials be reminded that their loyalty
was to the law and Americans citizens,
not just to the President.
Congressional
Hearings are conducted to put actions and information on the public
record.
Senators
and Representatives use hearings to
expand from focusing on legislative details
to exposing and communicating
facts.
Ideally,
a Congressional hearing is well-scripted theater. Executive Branch
officials work with Committee staff to prepare for publicly
sharing information. When the hearing convenes, everyone knows
their role. Witness testimony, followed by questions and answers,
clarify intent
of laws,
explain
programmatic and policy matters, and explore solutions. The
outcome is action that supports passage of legislation or funding for
government operations.
Majority
and minority members of the Committee have equal time to speak and
pose questions to witnesses. Depending on the issue, non-government
experts, and at times, average citizens, may be witnesses, sharing
their insights and experiences to illuminate the impacts of a given
issue.
As
government expanded, Congress needed help with its oversight. In
1921,
the Government Accounting Office (GAO) was formed. It was later
renamed the Government Accountability Office, using the same acronym
– GAO.
The
GAO’s accounting and management experts review how Americans’ tax
dollars are spend, or misspent. Every year hundreds of investigative
reports, filled with hundreds of recommendations are sent to the
Congress. These reports support oversight hearings where
Congressional committees hold public officials accountable and launch
legislative efforts to curb abuse and facilitate efficiency.
That
is how it is supposed to have
worked.
Unfortunately,
most Senate and House members find government oversight “boring”.
Unless there is a headline-grabbing scandal, few news outlets cover
improper payments, operational
duplication,
or mismanagement
leading to wasteful spending.
This
is unfortunate. In 2017, implementing just 52% of the 724 GAO
management recommendations saved taxpayers $178 billion. During
the final years of the Obama Administration, only 29% of the GAO’s
recommendations were implemented.
Annually,
the GAO, and the 73 independent Inspectors
General within the Executive Branch, publish over 8,000 reports
identifying approximately $650 billion in waste.
In
the past, Appropriations Committees met to build the case for
spending public funds. Administration witnesses made their case for
spending. Appropriation Committee Members made their alternative
case, opposing
or supporting
what the Administration witnesses proposed. Oversight
reports and hearings guided spending and reforms.
What
should occur is a dialogue designed to align Congressional intent,
and Executive Branch actions. Representative
government is
fundamental
to validating
public
spending.
What
should emerge is legislation filled with spending numbers. Supporting
these numbers should be a narrative, in the public
hearing
record and committee reports, building a compelling case for how and
why public finds are being spent, or not spent.
None
of this happen anymore. Few, if any Appropriation bills pass.
Concurrent Resolutions or Omnibus spending bills are generated at the
last moment to meet spending deadlines. Political expediency, not
representative government, drives the legislation.
In
2015, there were 128 House Appropriation hearings prior to marking-up
legislation. In 2016 there were only 88. The House listened to 253
Administration witnesses, but
only
seven of the 73 Inspector Generals. No one from the Government
Accountability Office (GAO) was involved. No one from private
oversight
groups, documenting government waste and abuse, were heard.
It
gets worse. In the 1980s and 1990s, Appropriation hearings lasted
three or more hours. Hearings in 2016 averaged 77 minutes. When you
factor in the opening remarks from the Chair and Ranking Member and
the opening statement of the main witness, less than 25 minutes were
devoted to questioning witnesses at each hearing. Very few Members
attend or participate.
House
Committees broadcast their hearings online and archive them as
podcasts. None of the 47 Senate Appropriation hearings were broadcast
or archived. The public only knows that three Inspector Generals
appeared, and there was no one from the GAO or government watchdog
groups. The public remains uninformed as to what 121 Senate
witnesses
had to say beyond the text of their prepared remarks. Senators’
questions are also a mystery.
Congressional
hearings, the embodiment of representative government, are
deteriorating. This undermines the carefully crafted balancing of
powers in the U.S. Constitution.
Representative
government means its elected officials must do their duty. Even
“boring” management oversight is important, especially to
taxpayers concerned about how their hard earned money is spent.
[Scot
Faulkner advises corporations and governments on how to save billions
of dollars by achieving dramatic and sustainable cost reductions
while
improving operational and service excellence. He served as the Chief
Administrative Officer of the U.S. House of Representatives. He also
served on the White House Staff, and as an Executive Branch
Appointee.]
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